Gary Allen Glockzin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1999 → 05/2024
  Crown Capital Securities, L.P.
  San Diego, CA
• 05/2024 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 1999-08-11 → 2024-05-01
  Crown Capital Securities, L.P.
  San Diego, CA
  Vista, CA
  Vista, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

(1) 05/01/2024 - Belltin Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 1/1/2001 - 4 Hours Per Month (2) 05/01/2024 - Licensed Real Estate Agent - Mortgage/Real Estate Services - Real Estate Broker - Investment Related - Home Based - Start Date 11/16/2018 (3) 05/01/2024 - Glockzin, Inc - operating Unit for Tax/Liabilities Purposes Only - Co-Owner/ Trustee - Investment Related - Home Based - Start Date 1/1/1986 - 100 Hours Per Month/ During Trading (4) 05/01/2024 - Gary Glockzin Companies (FNA Glockzin Financial Services) - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - Home Based - Start Date 1/1/1986 - 100 Hours Per Month/ During Trading (5) 05/01/2024 - WealthGurus - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/31/2002 (6) 05/01/2024 - Non-Variable Insurance Only - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Start Date 01/01/1986 (7) 05/01/2024 - Luhrs40 LLC - Business Entity For Tax/Investment Purposes Only - Co-Owner - Not Investment Related - Home Based - Start Date 7/1/2006 - 4 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2021-06-26
• S63 Uniform Securities Agent State Law Examination
  1986-08-21

Designations

• Certified Financial Planner