John Hollis Ingraham

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-21
CO	RA	APPROVED	2016-02-11

FL RA
APPROVED

Since 2026-07-21
CO RA
APPROVED

Since 2016-02-11

Branch Locations

3200 Cherry Creek South Drive Suite 310, Denver, CO 80209 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Denver	CO	02/2016	Present

02/2016 → Present

Oppenheimer & Co. Inc.

Denver, CO

Previous Registrations

2007-01-10 → 2016-02-12

Wedbush Securities Inc.

Denver, CO
2002-04-12 → 2005-12-13

Morgan Stanley Dw Inc.

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-10
S63	Uniform Securities Agent State Law Examination	1987-03-30

S65 Uniform Investment Adviser Law Examination

2002-04-10
S63 Uniform Securities Agent State Law Examination

1987-03-30

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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