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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-23 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Easton, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | New York | NY | 04/2002 | 12/2017 |
| The Prudential Insurance Company Of America | Basking Ridge | NJ | 05/2018 | 04/2022 |
| Pruco Securities Llc | Basking Ridge | NJ | 05/2018 | 04/2022 |
| Unemployed | Easton | PA | 12/2017 | 05/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 05/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-07 |
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