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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-22
CA RA APPROVED 2014-01-17
  • TX RA
    APPROVED_RES
    Since 2014-01-22
  • CA RA
    APPROVED
    Since 2014-01-17

Branch Locations

4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Diego CA 01/2014 03/2020
Ameriprise Financial Services, Llc San Diego CA 03/2020 Present
Previous Registrations
  • 2013-11-25 → 2014-01-22
    San Diego, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    San Diego, CA
  • 2009-06-16 → 2013-11-04
    Crowell, Weedon & Co.
    San Diego, CA
    San Diego, CA
Other Businesses

Other Business Activities; Eller Alumnni Advisory Council; 2-3 meetings per year - one in person. The goal of the group is to promote the business college of the University of Arizona.; University of Arizona, , Tucson, AZ, 85721; Not Investment-Related; 04/26/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-08
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S66 Uniform Combined State Law Examination
    2007-08-08
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05
Other Names
  • Tracey Starkweather

View on SEC IAPD

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