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Brian C Forseth

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-08-20
  • MN RA
    APPROVED
    Since 2025-08-20

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Minneapolis MN 07/2016 11/2018
E*Trade Capital Management Llc Minneapolis MN 07/2016 11/2018
E*Trade Securities Llc Bloomington MN 11/2018 04/2021
E*Trade Capital Management Llc Bloomington MN 11/2018 04/2021
J.P. Morgan Securities Llc Minneapolis MN 04/2021 08/2025
Jp Morgan Chase Bank, N.A. Minneapolis MN 04/2021 08/2025
Wells Fargo Clearing Services, Llc Minneapolis MN 08/2025 Present
  • 07/2016 → 11/2018
    E*Trade Securities Llc
    Minneapolis, MN
  • 07/2016 → 11/2018
    E*Trade Capital Management Llc
    Minneapolis, MN
  • 11/2018 → 04/2021
    E*Trade Securities Llc
    Bloomington, MN
  • 11/2018 → 04/2021
    E*Trade Capital Management Llc
    Bloomington, MN
  • 04/2021 → 08/2025
    J.P. Morgan Securities Llc
    Minneapolis, MN
  • 04/2021 → 08/2025
    Jp Morgan Chase Bank, N.A.
    Minneapolis, MN
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
Previous Registrations
  • 2021-05-07 → 2025-08-21
    J.P. Morgan Securities Llc
    Minneapolis, MN
    Plymouth, MN
    Minneapolis, MN
    Richfield, MN
    Plymouth, MN
    Saint Louis Park, MN
  • 2016-07-28 → 2021-04-19
    Harrisdirect Llc
    Minneapolis, MN
    Arlington, VA
    Edina, MN
    Bloomington, MN
  • 2015-04-08 → 2016-07-12
    Msi Financial Services, Inc.
    Minnetonka, MN
  • 2013-12-09 → 2015-04-06
    Independent Financial Partners
    Burnsville, MN
    Burnsville, MN
  • 2002-12-18 → 2005-12-31
    Msi Financial Services, Inc.
    Minnetonka, MN
    Bloomington, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-30
S63 Uniform Securities Agent State Law Examination 1987-09-15
  • S66 Uniform Combined State Law Examination
    2016-08-30
  • S63 Uniform Securities Agent State Law Examination
    1987-09-15
Designations
Other Names
  • Brian Charles Forseth

View on SEC IAPD

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