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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-09-12 |
| MD | RA | APPROVED | 2022-09-12 |
Branch Locations
225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
Bethany Beach, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Baltimore | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Baltimore | MD | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Bethesda | MD | 09/2022 | Present |
PROFESSIONAL SKI INSTRUCTORS OF AMERICA EASTERN DIVISION (PSIA-E), NOT INV RELATED, ALBANY, NY, BOARD OF EXAMINARS MEMBER, START 1/1/1999, 15 HOURS PER MONTH, 0 DURING TRADING, TRAINING AND CERTIFYING ALPINE SKI INSTRUCTION. SNOW OPERATING, NOT INV RELATED, MONTVILLE, NJ, ALPINE SKI COACH, START 1/15/2019, 15 HOURS PER MONTH, 4 HOURS DURING TRADING, SKI COACHING. WIZ FINANCIAL LLC, INV RELATED, BETHANY BEACH, DE, 100% OWNERSHIP, START 7/8/2022, 45 HOURS PER MONTH, 45 HOURS DURING TRADING, FINET PRACTICE. VAIL RESORTS; NOT INV RELATED; BROOMFIELD, CO; SKI INSTRUCTOR; START DATE 2/7/2025; 12 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-10 |
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