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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Greensboro | NC | 07/2008 | 05/2024 |
| Lpl Financial | Greensboro | NC | 05/2024 | Present |
1) 05/2024 - Principles of Financial Planning / Non-Variable Insurance / Inv. Related / Start date 01/01//2022 - 4 Hrs per month - 5 % Time Spent 2) 05/2024 - Principles of Financial Planning / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-28 |
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