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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-05-15 |
| TX | RA | APPROVED_RES | 2023-06-07 |
| NC | RA | APPROVED | 2020-09-28 |
Branch Locations
401 N Edgeworth St Ste A, Greensboro, NC 27401 • United States
Greensboro, NC • United States
27 Cleveland St Ste 103, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of North Carolina Wilmington | Wilmington | NC | 08/2014 | 11/2016 |
| Northwestern Mutual | Wilmington | NC | 12/2016 | 05/2017 |
| Ameriprise Financial | Greensboro | NC | 06/2017 | 08/2017 |
| University Of North Carolina Wilmington | Wilmington | NC | 09/2017 | 05/2018 |
| Ameriprise Financial Services, Inc | Greensboro | NC | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Greensboro | NC | 03/2020 | Present |
Business Ownership; Bradley Ross Incorporated; Owner; Consulting; 451 N Eugene St. Apt 1k, , Greensobro, NC, 27401; Not Investment-Related; 06/21/2021; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Bailey & Smith; No Formal Role - Used as a payroll service.; Bailey & Smith is the LLC that employs me under the Ameriprise Financial Umbrella. W-Compensation / benefits.; 401 N Edgeworth St, Suite A, Greensboro, NC, 27401; Investment-Related; 06/06/2018; 0 hours per month; 0 during trading hours / ECG Tax Services; Co-owner; Tax Preparation; 451 N Eugene, APT 1K, Greensboro, NC, 27401; Not Investment-Related; 04/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-28 |
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