Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2004-09-24 |
Branch Locations
401 N Edgeworth St Ste A, Greensboro, NC 27401 • United States
Greensboro, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | High Point | NC | 06/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Greensboro | NC | 03/2020 | Present |
Business Ownership; The Gunter Group Inc.; Serve as the one and only person in the S-Corp. The Gunter group is being established as part of a new teaming arrangement I have entered into with fellow Ameriprise AFG advisor Doug Smith (Edgeworth Capital). My responsibilities will be extremely limited and the most basic, S-corp is only being established as part of the new teaming arragement.; Business is an S-Corp. Created for tax purposes related to new teaming arrangement.; 1801 Tiffany Place, , Greensboro, NC, 27408; Investment-Related; 06/15/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; The Gunter Group Inc.; President - Serve as the one and only person in the S-Corp. The Gunter group is being established as part of a new teaming arrangement I have entered into with fellow Ameriprise AFG advisor Doug Smith (Edgeworth Capital). My responsibilities will be extremely limited and the most basic, S-corp is only being established as part of the new teaming arragement.; ; 1801 Tiffany Place, , Greensboro, NC, 27408; Investment-Related; 06/15/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Team Treffrey Incorporated; I'm listed as the secretary on my wife's self employed/incorporated health coaching/dietician business. North Carolina requires an Owner/President and a secretary on articles of incorporation. I am not and will not ever be a compensated employee of "Team Treffrey Inc."; 1801 Tiffany Place, , Greensboro, NC, 27408; Not Investment-Related; 04/27/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-23 |
Reach out to this advisor