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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| NC | RA | APPROVED | 2009-01-09 |
Branch Locations
401 N Edgeworth St Ste A, Greensboro, NC 27401 • United States
167 E Chatham St Ste 300, Cary, NC 27511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 01/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Cary | NC | 03/2020 | Present |
Board of Directors; The Heart of Cary Association; At-Large Board Member; 209 S Academy St , , Cary , NC, 27511; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Band Together; Volunteer for Band Together. This is a local philanthropy that raises funds for the United Way by sponsoring a big-name rock concert and all proceeds are given to the United Way; 821 Wake Forest Rd., , Raleigh, NC, 27604; Not Investment-Related; 06/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-16 |
| S66 | Uniform Combined State Law Examination | 1998-11-24 |
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