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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-11 |
| NC | RA | APPROVED | 2021-11-12 |
Branch Locations
401 N Edgeworth St Ste A, Greensboro, NC 27401 • United States
Greensboro, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Summerfield | NC | 04/2013 | 11/2021 |
| Ameriprise Financial Services Llc | Greensboro | NC | 11/2021 | Present |
Board of Directors; Breakthrough T1D ? Piedmont Triad Market, North Carolina Chapter; Board Member, Breakthrough T1D ? Piedmont Triad Market, North Carolina Chapter; 205 Regency Executive Park Dr., Suite 102, , Charlotte, NC, 28217; Not Investment-Related; 06/04/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Bailey & Smith; Financial Advisor of Ameriprise Franchise; Manage advisory business; 401 N Edgeworth St, Suite A, Greensboro, NC, 27401; Investment-Related; 11/12/2021; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-23 |
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