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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-26 |
| TN | RA | APPROVED | 2010-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Memphis | TN | 04/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | Present |
PLOUGH TOWERS FUND INC & MEMPHIS JEWISH HOUSING DEVELOPMENT CORP; NOT INVESTMENT RELATED; MEMPHIS, TN; TREASURER; 01/26/2025; 10 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; BOARD MEMBER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-28 |
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