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Hudson Bazemore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winston Salem, NC

Duluth, GA

CRD 1539183

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-27
NC RA APPROVED 2006-11-22
  • TX RA
    APPROVED
    Since 2006-11-27
  • NC RA
    APPROVED
    Since 2006-11-22

Branch Locations

380 Knollwood St, Winston Salem, NC 27103 • United States

2170 Satellite Blvd Retirement & Personal Wealth Solutions, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston-Salem NC 01/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-12
S65 Uniform Investment Adviser Law Examination 1996-05-22
S63 Uniform Securities Agent State Law Examination 1986-08-13
  • S66 Uniform Combined State Law Examination
    2006-10-12
  • S65 Uniform Investment Adviser Law Examination
    1996-05-22
  • S63 Uniform Securities Agent State Law Examination
    1986-08-13
Other Names
  • Hud Bazemore
  • Hud Bazemore
  • Pete Hudson Bazemore
  • Pete Hudson Bazemore
  • Pete Hudson Bazemore
  • Pete Hudson Bazemore
  • Pete Hudson Bazemore

View on SEC IAPD

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Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC

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