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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Allentown | PA | 06/2009 | 07/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2024 |
| Commonwealth Financial Network | Waltham | MA | 08/2024 | Present |
| Peoples & Co Private Wealth Stewardship | Allentown | PA | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
Fixed insurance sales; as of 1/30/2024; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Fitness Instructor, Fitness Plaza; Located at 1124 Glenlivet Dr., Allentown, PA 18106, as of 2014; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-01 |
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