Ricardo Latta

Current Employers

Employment History

• 02/2005 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 08/2006 → Present
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL

Previous Registrations

• 2003-07-01 → 2005-02-28
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 2000-08-08 → 2003-07-01
  Prudential Equity Group, Llc
  Coral Gables, FL

Other Businesses

1) DBA: WESTON FINANCIAL ADVISORS, LLC - 1820 N. CORPORATE LAKES BLVD., SUITE 102, WESTON, FL 33326, DBA USED FOR SECURITIES AND INSURANCE BUSINESS, DIRECTOR, PROVIDE FINANCIAL ADVICE, 77% OF TIME SPENT; ENTITY OWNS OFFICE BUILDING. 2) INSURANCE SALES - 1820 N. CORPORATE LAKES BLVD. SUITE 102 WESTON, FL 33326; LIFE INSURANCE AND ANNUITIES; NON INVESTMENT RELATED; CEO; LIFE AND ANNUITY SALES AS PART OF ESTATE PLANNING AND STRUCTURE SETTLEMENTS; 2% OF TIME SPENT 3) LEADERSHIP CABINET OF THE CAMPAIGN FOR NOVA SOUTHEASTERN UNIVERSITY - DAVIE, FL; NON PROFIT UNIVERSITY; NON INVESTMENT RELATED; MEMBER; TO SPREAD THE GOOD NEWS ABOUT NOVA SOUTHEASTERN UNIVERSITY; 2% OF TIME SPENT 4) NOVA SOUTHEASTERN LEADERSHIP CABINET - DAVIE, FL; NON FOR PROFIT UNIVERSITY; NON INVESTMENT RELATED; MEMBER OF CAMPAIGN LEADERSHIP CABINET; SPREAD THE GOOD WORD ABOUT NOVA SOUTHEASTERN UNIVERSITY; 2% OF TIME SPENT 5) NOVA SOUTHEASTERN UNIVERSITY - FORT LAUDERDALE, FL; NOT FOR PROFIT PRIVATE UNIVERSITY; NON INVESTMENT RELATED; CAMPAIGN LEADERSHIP CABINET MEMBER; REPRESENTING THE UNIVERSITY AT FUND RAISING EVENTS FOR LARGE GIFTS AND ENDOWMENTS; 5% OF TIME SPENT 6) NOVA SOUTHEASTERN UNIVERSITY EXECUTIVE LEADERSHIP PROGRAM - 33301 COLLEGE AVENUE , DAVIE, FL 33314; ADVISORY BOARD; ADVISE DEAN OF MEDICAL SCHOOL; NON INVESTMENT RELATED BUSINESS; 4 MEETINGS PER YEAR AND AN OCCASIONAL EVENING EVENT 7) NSU-DEANS DEVELOPMENT COUNCIL-8000 N. OCEAN DRIVE, DANIA BEACH, FL 33004; NON-INVESTMENT RELATED; DEANS AVISORY COUNCIL; MEMBER OF DDC; LESS THAN 4% OF TIME SPENT. 8) LATTA INVESTMENT ADVISORY SERVICES - 1820 CORPORATE LAKES BLVD., SUITE 102, WESTON, FL 33326; INVESTMENT RELATED; TAX PLANNING FOR THE EXPENSES OF RICARDO LATTA; DIRECTOR; 1% OF TIME SPENT. 9) LATTA INVESTMENT ADVISORY SERVICES, P.A. - 1820 CORPORATE LAKES BLVD., SUITE 102, WESTON, FL 33326; INVESTMENT RELATED; ACCOUNTING OF BUSINESS EXPENSES; PRESIDENT; 1% OF TIME SPENT. 10) NOVA SOUTHEASTERN UNIVERSITY - 3300 S. UNIVERSITY DRIVE, DAVIE, FL 33328; NON-INVESTMENT RELATED; HELPING TO PROVIDE SCHOLARSHIPS TO THE STUDENTS OF NSU; MEMBER-GIFT PLANNING COUNCIL; START DATE, SEPTEMBER 26,2023; 2 HOURS SPENT DEVOTED TO THE OTHER BUSINESS; 2 HOURS SPENT DURING TRADING HOURS. 11) AMERICAN HEART ASSOCIATION, INC. - 6444 NW 5TH WAY, FORT LAUDERDALE, FL 33309; NON-INVESTMENT REALTED; ASSIST THE PRESIDENT WITH EVENTS/MEETINGS; BOARD MEMBER/EXECUTIVE LEADERSHIP COUNSIL; START DATE AUGUST 13, 2024; 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS. 12) NOVA SOUTHEASTERN UNIVERSITY - 3300 S. UNIVERSITY DRIVE, DAVIE, FL 33328; NON-INVESTMENT RELATED; START DATE AUGUST 20, 2025; CHAIR FOR THE AMBASSADORS BOARD TO HELP PROMOTE NSU TO THE COMMUNITY AND THE WORLD; CHAIR OF THE ALAN & SUSIE AMBASSADORS BOARD; 10 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 3 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-02
• S63 Uniform Securities Agent State Law Examination
  1986-07-30

Other Names

• Rick Latta