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Gregory Stark Pettys

LPl Financial LLC

Springfield, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-12
  • IL RA
    APPROVED
    Since 2024-01-12

Branch Locations

3400 Wabash Ave, Springfield, IL 62711 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Springfield IL 01/2013 05/2018
Prudential Newark NJ 01/2013 05/2018
Mass Mutual Life Insurance Springfield MA 05/2018 12/2021
Mml Investors Services, Llc Chesterfield MO 06/2018 12/2021
Aspire And Associates Of America, Inc Springfield IL 01/2001 Present
Fresh Start-Financial Education Services Springfield IL 01/2018 10/2018
Bank Of Springfield Springfield IL 01/2022 Present
Bos Asset Management, Llc Springfield IL 05/2022 Present
Lpl Financial Springfield IL 01/2024 Present
  • 01/2013 → 05/2018
    Springfield, IL
  • 01/2013 → 05/2018
    Prudential
    Newark, NJ
  • 05/2018 → 12/2021
    Mass Mutual Life Insurance
    Springfield, MA
  • 06/2018 → 12/2021
    Chesterfield, MO
  • 01/2001 → Present
    Aspire And Associates Of America, Inc
    Springfield, IL
  • 01/2018 → 10/2018
    Fresh Start-Financial Education Services
    Springfield, IL
  • 01/2022 → Present
    Bank Of Springfield
    Springfield, IL
  • 05/2022 → Present
    Springfield, IL
  • 01/2024 → Present
    Lpl Financial
    Springfield, IL
Previous Registrations
Other Businesses

1) 01/04/2024 - Smart Stepfamily Guide to Financial Planning - Author - Inv Rel - Springfield, IL - Start: 01/2001 - 2 Hr/Mth 2) 01/04/2024 - Speaker - Speak at a conference about once per year and 3 times per year a guest speaker on a podcast - Start: 01/1/2020 - 1 Hr/Mth 3) 01/04/2024 - BOS Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 1/3/2024- 160 Hr/Mth 40hrs during Trading 4) 01/04/2024 - Bank of Springfield - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 1/03/2022 - 160 Hours Per Month/ 40 Hours During Trading 5) 01/04/2024 - Aspire and Assoicates of America, INC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Springfield, IL - Start: 02/17/2018 - 5 Hr/Mth 0Hours During Trading 6) 01/04/2024 - Gregg Pettys Insurance Consultant - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/04/2018 - 8 Hr/Mth 2Hours During Trading 7) 01/04/2024 - Church/Pastor - Prison Ministry Pastor - Non-Inv Rel - Springfield, IL - Start: 12/03/2021 - 5 Hr/Mth 0 Hours During Trading 8) 01/04/2024 - BOS Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 9) 02/13/2024 - Bank of Springfield - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start: 3/01/2024 - 1 Hr/Mth 10) 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 80 Hrs/Mo; 4 Hrs During Trading. 11. 09/24/2025 - BOS Advanced Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 09/12/2025 - 40 Hrs/Mo; 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-01
S63 Uniform Securities Agent State Law Examination 1987-04-27
  • S65 Uniform Investment Adviser Law Examination
    1994-08-01
  • S63 Uniform Securities Agent State Law Examination
    1987-04-27
Designations
Other Names
  • Greg Pettys

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