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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-12 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Springfield | IL | 01/2013 | 05/2018 |
| Prudential | Newark | NJ | 01/2013 | 05/2018 |
| Mass Mutual Life Insurance | Springfield | MA | 05/2018 | 12/2021 |
| Mml Investors Services, Llc | Chesterfield | MO | 06/2018 | 12/2021 |
| Aspire And Associates Of America, Inc | Springfield | IL | 01/2001 | Present |
| Fresh Start-Financial Education Services | Springfield | IL | 01/2018 | 10/2018 |
| Bank Of Springfield | Springfield | IL | 01/2022 | Present |
| Bos Asset Management, Llc | Springfield | IL | 05/2022 | Present |
| Lpl Financial | Springfield | IL | 01/2024 | Present |
1) 01/04/2024 - Smart Stepfamily Guide to Financial Planning - Author - Inv Rel - Springfield, IL - Start: 01/2001 - 2 Hr/Mth 2) 01/04/2024 - Speaker - Speak at a conference about once per year and 3 times per year a guest speaker on a podcast - Start: 01/1/2020 - 1 Hr/Mth 3) 01/04/2024 - BOS Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 1/3/2024- 160 Hr/Mth 40hrs during Trading 4) 01/04/2024 - Bank of Springfield - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 1/03/2022 - 160 Hours Per Month/ 40 Hours During Trading 5) 01/04/2024 - Aspire and Assoicates of America, INC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Springfield, IL - Start: 02/17/2018 - 5 Hr/Mth 0Hours During Trading 6) 01/04/2024 - Gregg Pettys Insurance Consultant - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/04/2018 - 8 Hr/Mth 2Hours During Trading 7) 01/04/2024 - Church/Pastor - Prison Ministry Pastor - Non-Inv Rel - Springfield, IL - Start: 12/03/2021 - 5 Hr/Mth 0 Hours During Trading 8) 01/04/2024 - BOS Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 9) 02/13/2024 - Bank of Springfield - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start: 3/01/2024 - 1 Hr/Mth 10) 03/07/2024 - BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/11/2024 - 80 Hrs/Mo; 4 Hrs During Trading. 11. 09/24/2025 - BOS Advanced Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 09/12/2025 - 40 Hrs/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-27 |
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