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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-03 |
| SC | RA | APPROVED | 2025-04-03 |
| TX | RA | APPROVED | 2025-04-03 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
110 Oakwood Drive Suite 470, Winston Salem, NC 27103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Winston Salem | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Winston Salem | NC | 10/2022 | 04/2025 |
| &Partners | Nashville | TN | 04/2025 | Present |
RIAZZI RHYNE & SWAIM INVESTMENT GROUP LLC, INV RELATED, WINSTON SALEM, NC, 25% OWNERSHIP, START 10/11/2022, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.; POWER OF ATTORNEY FOR FATHER, INV RELATED, WINSTON SALEM, NC, START: 7/29/2024, 720 HOURS A MONTH, 1 HOUR DURING TRADING. JOE-JOE ENTERPRISES II, LLC POSITION: Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2022 ADDRESS: Kiawah Island, SC 29455, United States DESCRIPTION: LLC was used as an expense account for invoicing purposes to Riazzi Rhyne & Swaim Investment groups operating account. It is solely used for expense management and does not engage in any other business activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-20 |
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