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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-16 |
Branch Locations
2002 Judson Road Suite 202, Longview, TX 75605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Irving J. Drayer, M.D., P.A. | Longview | TX | 03/1984 | Present |
| Stifel, Nicolaus & Company, Incorporated | Longview | TX | 10/2009 | Present |
1. Longview 2020; Whaley Street, Longview TX 75601; Civic organization; Board Member; Monthly meetings, charitable contributions; 01/01/2001; 1 Hour per Month; Not during securities trading hours; Not Investment-Related. 2. Wece B. and Martha Johnson Foundation; West Loop 281, Longview TX; Private family foundation; Board Member & Investment Committee Member; Semi-annual meetings of Board and committee; 07/01/2003; 4.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related. 3. Christus Good Shepard Foundation Finance Committee; 700 East Marshall Avenue, Longview, TX 75601; Charitable foundation affiliated with hospital; Finance Committee; Quarterly review of investment performance and foundation financials; 01/14/2022; 5 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 4. Trustee - Extended Family Trust 5. CHRISTUS Good Shepherd Foundation; 700 East Marshall Ave. Longview TX 75601; Charitable foundation for not-for-profit health care system; Chairman, Finance Committee; Preside at Finance Committee meetings (3 times per year); committee has oversight of investment accounts and financial reports related to the Foundation; 02/18/2025; 10 hrs/year; During security trading hours; Investment-Related 6. CHRISTUS Good Shepherd Foundation; 701 East Marshall Ave Longview, TX 75601; Non-profit foundation supporting the work of not-for-profit hospital; Finance Chair and Member of Executive Committee; Preside at Finance Meetings, assist with agenda preparation, present Finance Report to Foundation Board; 01/01/2026; 10hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-21 |
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