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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-16
  • TX RA
    APPROVED
    Since 2009-10-16

Branch Locations

2002 Judson Road Suite 202, Longview, TX 75605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Irving J. Drayer, M.D., P.A. Longview TX 03/1984 Present
Stifel, Nicolaus & Company, Incorporated Longview TX 10/2009 Present
Previous Registrations
Other Businesses

1. Longview 2020; Whaley Street, Longview TX 75601; Civic organization; Board Member; Monthly meetings, charitable contributions; 01/01/2001; 1 Hour per Month; Not during securities trading hours; Not Investment-Related. 2. Wece B. and Martha Johnson Foundation; West Loop 281, Longview TX; Private family foundation; Board Member & Investment Committee Member; Semi-annual meetings of Board and committee; 07/01/2003; 4.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related. 3. Christus Good Shepard Foundation Finance Committee; 700 East Marshall Avenue, Longview, TX 75601; Charitable foundation affiliated with hospital; Finance Committee; Quarterly review of investment performance and foundation financials; 01/14/2022; 5 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 4. Trustee - Extended Family Trust 5. CHRISTUS Good Shepherd Foundation; 700 East Marshall Ave. Longview TX 75601; Charitable foundation for not-for-profit health care system; Chairman, Finance Committee; Preside at Finance Committee meetings (3 times per year); committee has oversight of investment accounts and financial reports related to the Foundation; 02/18/2025; 10 hrs/year; During security trading hours; Investment-Related 6. CHRISTUS Good Shepherd Foundation; 701 East Marshall Ave Longview, TX 75601; Non-profit foundation supporting the work of not-for-profit hospital; Finance Chair and Member of Executive Committee; Preside at Finance Meetings, assist with agenda preparation, present Finance Report to Foundation Board; 01/01/2026; 10hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-06
S63 Uniform Securities Agent State Law Examination 1986-08-21
  • S65 Uniform Investment Adviser Law Examination
    1994-10-06
  • S63 Uniform Securities Agent State Law Examination
    1986-08-21
Designations

View on SEC IAPD

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