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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Longview | TX | 09/2010 | 08/2021 |
| Raymond James Financial Services Advisors, Inc. | Longview | TX | 09/2010 | 08/2021 |
| Jmcc Investments Llc | Longview | TX | 09/2016 | Present |
| Tbt Financial Services | Longview | TX | 02/2020 | 08/2021 |
| Tbt Financial Servics | Longview | TX | 02/2020 | 08/2021 |
| Lpl Financial Llc | Longview | TX | 08/2021 | Present |
1) 07/14/2021 - TBT Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 2016 2) 07/14/2021 - JMCC Investments LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 2016 3) 07/14/2021 - 222 N FREDONIA LLC - Real Estate Rental - Inv Rel - Longview, TX - Start: 2021 4)12/30/2021 - Capital Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2022 - 160 Hours Per Month/100 Hours During Securities Trading 5) 06/28/2023 - JL-Martin LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 03/14/2023 - 3 Hours Per Month/ 3 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-23 |
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