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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Longview | TX | 03/2013 | 08/2021 |
| Texas Bank & Trust | Longview | TX | 03/2013 | 09/2016 |
| Raymond James Financial Services Advisors Inc. | Longview | TX | 03/2013 | 08/2021 |
| Lpl Financial Llc | Longview | TX | 08/2021 | Present |
1.08/27/2021; JMCC Investments LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date ; 1hrs/mth; hrs during trading 2.08/27/2021; 222 N FREDONIA LLC; Real Estate Rental; Investment Related; ; Start Date ; 1hrs/mth; hrs during trading 3.08/27/2021; Balderrama Properties; Other; Not Investment Related; at Reported Business Location(s); Start Date 04/23/2021; 1hrs/mth; hrs during trading 4.08/27/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name TBT Financial Services; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 5.12/30/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Capital Wealth Group; Investment Related; at Reported Business Location(s); Start Date 01/01/2022; 160hrs/mth; 100hrs during trading 6.09/30/2022; THURSTON, OWENS & NEWMAN, LLC; Other - Commercial Refrigeration; Not Investment Related; ; Start Date 09/06/2004; 4hrs/mth; 0hrs during trading 7.09/30/2022; SOUTHWEST RESTAURANT & BEVERAGE SOLUTIONS; Business Owner; Not Investment Related; ; Start Date 09/06/2004; 4hrs/mth; 0hrs during trading 8.08/28/2026; Carl Newman; Author; Not Investment Related; Longview,TX; Start Date 08/01/2024; 10hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-19 |
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