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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Longview | TX | 02/2014 | 07/2021 |
| Texas Bank & Trust | Longview | TX | 03/2002 | 09/2016 |
| Raymond James Financial Services Advisors Inc. | Longview | TX | 09/2014 | 07/2021 |
| Jmcc Investments Llc | Longview | TX | 09/2010 | Present |
| Lpl Financial Llc | Longview | TX | 08/2021 | Present |
1)07/14/2021 - TBT Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 2016 2)07/14/2021 - JMCC Investments LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 2016 3)07/14/2021 - Notary - State of TX - Start: 1999 4)12/30/2021 - Capital Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2022 - 160 Hours Per Month/100 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-02 |
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