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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-13
  • TX RA
    APPROVED
    Since 2014-08-13

Branch Locations

200 N Fredonia St, Longview, TX 75601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens National Bank White Oak TX 07/2013 Present
Cetera Investment Services St Cloud MN 07/2013 Present
Cetera Investment Advisers Llc White Oak TX 08/2014 Present
  • 07/2013 → Present
    Citizens National Bank
    White Oak, TX
  • 07/2013 → Present
    Cetera Investment Services
    St Cloud, MN
  • 08/2014 → Present
    White Oak, TX
Other Businesses

1. LONGVIEW FIREMAN'S RELIEF AND RETIRMENT FUND BOARD OF TRUSTEES, CITIZEN TRUSTEE, HEAR AND DETERMINE ALL APPLICATIONS FOR RETIREMENT ANDCLAIMS FOR DISABILITY AND DESIGNATE BENEFICIARIES AND PARTICIPANTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-12
S63 Uniform Securities Agent State Law Examination 2005-09-30
  • S65 Uniform Investment Adviser Law Examination
    2014-08-12
  • S63 Uniform Securities Agent State Law Examination
    2005-09-30
Other Names
  • Vickie Renee Pass
  • Vickie Renee Rhiddlehoover
  • Vickie Renee Smith
  • Vickie Rhiddlehoover Boggio
  • Vickie R. Smith

View on SEC IAPD

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