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Gary Norman Clark

Prosperitas Financial, LLC

Valencia, CA

Altadena, CA

CRD 1529738

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Employer firm

Prosperitas Financial, LLC CRD 315768

$812M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Prosperitas Financial, Llc

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-16
  • CA RA
    APPROVED
    Since 2024-12-16

Branch Locations

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

2476 N Lake Ave., Altadena, CA 91001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clark Asset Management + Associates, Inc. La Crescenta CA 01/1989 12/2024
Prosperitas Financial, Llc Valencia CA 12/2024 Present
  • 01/1989 → 12/2024
    Clark Asset Management + Associates, Inc.
    La Crescenta, CA
  • 12/2024 → Present
    Valencia, CA
Previous Registrations
  • 1989-07-06 → 2025-03-06
    Clark Asset Management + Associates, Inc.
    Altadena, CA
Other Businesses

Clark Asset Management + Associates, Inc.; Non-investment related; 2476 N Lake Ave, Altadena, CA; President; Start 01/1989; Hours vary; Firm provides analytical support among other activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-09
  • S63 Uniform Securities Agent State Law Examination
    1989-11-09
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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