Carlton Kazumi Kusunoki

Current Employers

Employment History

• 05/2009 → 11/2020
  Wells Fargo Advisors Financial Network Llc
  Honolulu, HI
• 11/2020 → Present
  Lpl Financial, Llc
  Honolulu, HI

Previous Registrations

• 2003-06-18 → 2020-11-19
  Wells Fargo Advisors Financial Network, Llc
  Wailuku, HI
  Wailuku, HI
  Honolulu, HI
  Honolulu, HI
• 1994-07-08 → 2003-06-18
  Citigroup Global Markets Inc.
  Honolulu, HI

Other Businesses

1. 11/12/2020 - PENSACOLA DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1508 PENSACOLA HONOLULU HI 96822 2. 11/12/2020 - LILIHA DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 526 N. SCHOOL HONOLULU HI 96817 3. 11/12/2020 - KUHIO/CLEGHORN DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 2420 KUHIO/2419 CLEGHORN HONOLULU HI 96815 4. 11/12/2020 - SHERIDAN MAUKA DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 650 SHERIDAN HONOLULU HI 96814 5. 11/12/2020 - BIRCH GARDEN DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 818 BIRCH HONOLULU HI 96814 6. 11/12/2020 - ROOKE DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 2756 ROOKE AVE HONOLULU HI 96817 7. 11/12/2020 - YOUNG DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1226 YOUNG HONOLULU HI 96814 8. 11/12/2020 - MOILIILI DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 2717 S KING ST HONOLULU HI 96826 9. 11/12/2020 - LUKEPANE DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 716 LUKEPANE ST HONOLULU, HI 96816 10. 11/12/2020 - KALAKAUA DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1682 KALAKAUA AVE HONOLULU HI 96826 11. 11/12/2020 - HIGH TIDE DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 403 HOBRON LN HONOLULU HI 96816 12. 11/12/2020 - CAMPBELL DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 3336 CAMPBELL HONOLULU HI 96816 13. 11/12/2020 - POKI DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1712 POKI ST HONOLULU HI 96822 14. 11/12/2020 - HALE MAHA DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1130 HASSINGER HONOLULU HI 96822 15. 11/12/2020 - SUNRISE DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1438 LILIHA ST HONOLULU HI 96817 16. 11/12/2020 - PENSACOLA DRAGON MAUKA LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1553 PENSACOLA HONOLULU HI 96822 17. 11/12/2020 - BIRCH DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 830 BIRCH HONOLULU HI 96814 18. 11/12/2020 - NORTH/SOUTH WINDWARD DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 45, 683 & 677 KAMEHAMEHA HWY KANEOHE, HI 96744 19. 11/12/2020 - LANIAKEA DRAGON LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 369 HOBRON LN HONOLULU HI 96816 20. 9/16/2021 - Hawaii Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 21. 9/28/2021 - FERN DRAGON LLC - Investment Related - 220 S KING SR SUITE 1400 & HONOLULU HI 96826 - Real Estate Rental - Start 10/1/2021 - 2 HrsPerMth/0 HrsDurSecTrading. 22. 2/8/2022 - Wilder Terrace Dragon LLC - Investment Related - Honolulu, HI 96822 - Real Estate Rental - StartDate: 2/1/2022- 2 HrsPerMth/0 HrsDurSecTrading 23. 04/29/2022 - ANAPUNI DRAGON - Investment Related - HONOLULU, HI 96822 - Real Estate Rental - Start Date: 04/29/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 24. 3/9/2023 - EMERSON DRAGON LLC - Investment Related - Honolulu, HI 96813 - Real Estate Rental - Start Date 03/20/2023 - 2 Hours Per Month/0 Hours During Securities Trading 25) 04/03/2025 - Ala Napunani Dragon LLC - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:04/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-05
• S63 Uniform Securities Agent State Law Examination
  1986-07-05