Best Investors
Account
Sign in
Best Investors
Account
Sign in
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-09 |
| PA | RA | APPROVED | 2015-02-20 |
| TX | RA | APPROVED | 2015-02-20 |
Branch Locations
1605 Carmody Court, Suite 301, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sewickley | PA | 02/2015 | Present |
| Stratos Wealth Partners, Ltd | Sewickley | PA | 02/2015 | Present |
(1) 02/20/2015: STRATOS WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143 - START 02/20/205 - 99% OF TIME SPENT (2) 02/20/2015: THE KELLEY FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143 - START 02/20/2015 - 99% OF TIME SPENT (3) 2/20/2015 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/20/2015 - Time Spent 99% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 2/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 03/09/2015: STRATOS WEALTH PARTNERS, LTD - INV REL - 1603 CARMODY CT, SUITE 300, SEWICKLEY, PA 15143 - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) THE KELLEY FINANCIAL GROUP - START 02/20/2015 - 99% OF TIME SPNET - IAR (5) 10/28/2015 * DBS * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/22/2015 * 1 HR/MO NOT DURING SECS TRDG HRS. (6) 02/20/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-11 |
Reach out to this advisor