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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2012-04-04 |
| TX | RA | APPROVED | 2012-04-02 |
Branch Locations
1100 Ridgeway Loop Road Suite 500, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Memphis | TN | 04/2012 | Present |
| Walnut Grove Partners | Memphis | TN | 06/2013 | Present |
(1) Name of Business : Walnut Grove Partners Address: 469 Goodwyn,Memphis, TN Nature of the Business: Business Owner Position/Title: Partner Investment Related:Yes Start Date: 06/14/2013 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I have no duties, there is a chance we'll do business with this account at some point. (2) EI07 PARTNERS ADDRESS: 90 PARK AVENUE, 40TH FLOOR,NEW YORK, NY NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: INVESTMENT RELATED:YES START DATE: 07/16/2007 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: NONE - PASSIVE INVESTOR / LP (3) EI07 PARTNERS ADDRESS: 90 PARK AVENUE, 40TH FLOOR,NEW YORK, NY NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: INVESTMENT RELATED:YES START DATE: 04/02/2002 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: NONE - PASSIVE INVESTOR / LP (4) EI07 PARTNERS ADDRESS: 810 SEVENTH AVENUE,NEW YORK, NY NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: INVESTMENT RELATED:YES START DATE: 01/08/2004 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: NONE - PASSIVE INVESTOR / LP (5)Name of Business : Challen Partners Address: 469 Goodwyn ,Memphis, TN Nature of the Business: Business Owner Position/Title: Investment Related:Yes Start Date: 07/01/2014 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: I have no responsibilites outside investment in fund. I have an old relationship with the FOF manager, Thad McNulty and have possibility of trading with the account with a small amount of capital they are going to trade outside the selected managers in t
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-19 |
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