Joseph Daniel Gough

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1986 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Edison, NJ
• 09/2009 → Present
  Bank Of America,Na
  Edison, NJ

Other Businesses

I*: 2301259 Entity Type: Charitable Name of OBA: CAFRICO, Inc Address: Flemington, NJ 08822 Investment Related: No Position, Title, Association: Board member Employee Start Date: 04/14/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: CAFRICO is a non-profit organization collecting charitable donations for distribution to PEMAKADE MECHO (health clinic in Uganda) and for other non-profit organizations. I will be a board member helping to make decision on how to allocate funds for this organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-30
• S63 Uniform Securities Agent State Law Examination
  1986-08-20

Other Names

• Joe Gough