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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-05-03
  • FL RA
    APPROVED
    Since 2016-05-03

Branch Locations

13031 Mcgregor Blvd Unit 3B, Fort Myers, FL 33919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2016 Present
Previous Registrations
Other Businesses

1) FIXED INSURANCE SALES, THE LAMBROS GROUP, INC.; INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION. 2) OWNER AND PRESIDENT OF THE LAMBROS GROUP, INC., ENTITY CREATED TO FACILITATE SECURITIES, ADVISORY, AND INSURANCE BUSINESS; INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION. 3) OWNER OF RENTAL BOAT SLIP LOCATED IN FORT MYERS, FL, AS OF 12/01/2025; 0% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-20
S63 Uniform Securities Agent State Law Examination 1986-10-01
  • S65 Uniform Investment Adviser Law Examination
    1995-11-20
  • S63 Uniform Securities Agent State Law Examination
    1986-10-01
Other Names
  • Jacqueline June Walleck

View on SEC IAPD

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