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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| FL | RA | APPROVED | 2021-09-14 |
Branch Locations
12800 University Drive Suite 300, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services,Inc. | Bonita Springs | FL | 11/2017 | 09/2021 |
| Next Level Church | Fort Myers | FL | 09/2014 | 10/2017 |
| Stifel Nicolaus & Co Inc | Fort Myers | FL | 09/2021 | Present |
1. Scoggins Family Wyoming, LLC; 12601 Mastique Beach Blvd Apt 501, Fort Myers, FL 33908; Personal Asset LLC; Manager; Owner; 1/17/22; 2 hours/year; not during sec trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-14 |
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