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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-14 |
| TX | RA | APPROVED | 2021-09-13 |
Branch Locations
12800 University Drive Suite 300, Fort Myers, FL 33907 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Ft Myers | FL | 11/2011 | 09/2021 |
| Stifel Nicolaus & Co Inc | Fort Myers | FL | 09/2021 | Present |
1. Snow Hill Enterprises LLLP: 10011 Isola Way, Miromar Lakes, FL Estate planning LLLP for investment account and farm land; General Partner; Manage assets and oversee expenses for farm land; 09/29/2021; 2 Hours per Week; Not During Securities Trading Hours; Investment-Related. 2. Market Square Capital LLC; 1001 Isola Way, Miromar Lakes, FL 33913 Asset protection; Managing Member; 12/04/2014; 2 Hours per Month; During Securities Trading Hours; Investment-Related. 3. See His Face Ministries; 3612 Evans Avenue, Fort Meyers, FL 33901; church; Board Member; 90 Minute Board Meeting every 3 months; 3/9/2024; 2 Hours per Quarter; Not during securities trading hours; Not Investment-Related 4. Southwest Florida Community Prayer Breakfast; 2271 McGregor Blvd Fort Myers FL 33901; annual community prayer breakfast that is free to the entire community; board member; attend board meetings/ give input on best way to promote this annual prayer breakfast; 03/28/2025; 2 hrs/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-21 |
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