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Scott Michael Klein

Stifel, Nicolaus & Company, Incorporated

Fort Myers, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-20
NY RA APPROVED 2021-05-26
  • FL RA
    APPROVED
    Since 2023-12-20
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

12800 University Drive Suite 300, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Fort Myers FL 07/2007 Present
Previous Registrations
  • 2005-12-20 → 2007-07-10
    Ryan Beck & Co.
    Uniondale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-13
S63 Uniform Securities Agent State Law Examination 1997-10-07
  • S65 Uniform Investment Adviser Law Examination
    1997-10-13
  • S63 Uniform Securities Agent State Law Examination
    1997-10-07

View on SEC IAPD

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