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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-04-12
TX RA APPROVED 2010-03-22
  • FL RA
    APPROVED
    Since 2010-04-12
  • TX RA
    APPROVED
    Since 2010-03-22

Branch Locations

12800 University Drive Suite 300, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Cape Coral FL 03/2010 Present
  • 03/2010 → Present
    Stifel Nicolaus & Co Inc
    Cape Coral, FL
Previous Registrations
  • 2008-01-01 → 2010-03-29
    Fort Myers, FL
  • 1998-03-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fort Myers, FL
    Fort Myers, FL
    St. Louis, MO
Other Businesses

1. National Wrestling Hall of Fame / FL Chapter; 3167 Hoylake Rd Lake Worh FL 33467; Preserving the history of wrestling. Recognizing excellence. Inspiring generations.in wrestling in FL both High School, college; Board member , Fund Raising Director; 04/02/2018; 4.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related 2. CityGate Ministries; 1735 Jackson St., Ft Myers FL 33901; Church - Serving on Stewardship/ Finance Committee; 08/22/2018; 2.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 3. National Collegiate Wrestling Association; 13111 North Central Expwy Dallas TX 75243; Support and Grow college wrestling; Liaison between the NWHOF and the NCWA; begin to have the two organizations work together to honor wresting coaches and officials; 08/01/2023; 20.00hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-29
  • S63 Uniform Securities Agent State Law Examination
    1998-01-29

View on SEC IAPD

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