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6 Venture Suite 395, Irvine, CA 92168 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-30 |
| CA | RA | APPROVED | 2021-06-10 |
Branch Locations
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-09 |
Branch Locations
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
200 Vesey Street 24Th Floor, New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-28 |
Branch Locations
200 Vesey Street 24Th Floor, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R F Lafferty & Co Inc | New York | NY | 04/2016 | 12/2019 |
| Boustead Securities, Llc | Irvine | CA | 11/2017 | Present |
| Sutter Securities Clearing, Llc | Irvine | CA | 11/2017 | Present |
| Lvse, Inc. | San Francisco | CA | 05/2018 | 02/2019 |
| Arcadia Capital Partners | Scottsdale | AZ | 06/2017 | 07/2020 |
| Auria Services Corp | New York | NY | 12/2017 | 01/2023 |
| Schroeder Group | Cincinnati | OH | 01/2012 | Present |
| Rubicon Consulting | New York | NY | 09/2015 | Present |
| Rlb Securities Consulting Inc. | New York | NY | 07/2017 | Present |
| Yuki-Co, Llc | Park City | UT | 05/2018 | Present |
| Bainbridge Capital Securities Corp | San Diego | CA | 08/2018 | 08/2025 |
| Dcex Llc | San Francisco | CA | 08/2018 | 09/2019 |
| Enverra Capital, Llc | Washington | DC | 10/2018 | 05/2022 |
| M.Y. Safra Securities, Inc. | New York | NY | 06/2019 | 12/2020 |
| Sutter Securities, Inc. | San Francisco | CA | 08/2019 | Present |
| Young America Capital, Llc | Mamaroneck | NY | 01/2020 | Present |
| Finalis Securities Llc | Tampa | FL | 04/2020 | 11/2023 |
| Sutter Capital Partners Crd 288442 | Bedford Hills | NY | 08/2020 | 05/2021 |
| Sutter Capital Partners, Llc | Irvine | CA | 05/2021 | Present |
| Addigence Corporation | 200 Vesey Street 24Th Fl | NY | 02/2023 | Present |
| Aufhauser Securities | New York | NY | 02/2025 | 08/2025 |
| Arctic Capital | New York | NY | 02/2023 | 01/2024 |
| X Advisors, Llc | Santa Maria | CA | 07/2025 | Present |
| Stratosphere Capital Llc | New York | NY | 07/2026 | Present |
1. G2 Insurance Schroeder Group, Inc.; non-IR related, Cincinnati OH; P&C broker; January 2012; 2 hours per month 2. FINRA Arbitrator; IR related; New York; Non-public arbitrator; Feb 2015; 2 HOURS PER MONTH 3. Rubicon Consulting Group; IR related; New York; Consultant; September 2015; 4 hours per month 4. RLB Securities Consulting Inc; IR related, New York; Compliance Consultant; July 2017; 4 hours a month 5. Boustead Securities, LLC; IR related; Irvine CA; FinOp; Nov 2017; 20 hours per month 6. Sutter Securities Clearing, LLC; IR related; Irvine CA; CEO, CCO FinOp; Nov 2017; 20 hours per month 7. Yuki-Co, LLC; IR related; Park City UT; FinOp; May 2018; 2 hours per month 8. Sutter Securities, Inc., IR, San Francisco, CA, Financial Principal, 8/2019, 10 hrs/month 9. Young American Capital; IR; Mamaroneck, NY; Compliance Consulting; 1/20; 10 hrs/mth. 10. Sutter Capital Partners; IR; Irvine CA; Registered Investment Advisory; 8/20; 4 hrs/mth. 11 Addigence Corporation Investment related, Compliance consultant, no accounts or transactions, Addigence is based in New York City, No conflicts of interest. Time spent on endeavor 4 hours per month. 12. X Advisors Location Santa Maria CA, Registered Investment Advisor, no conflicts, chief compliance officer starting July 2025. Estimated time dedicated to the endeavor is 20 per week. 13. Stratosphere Capital LLC "SCL", Location New York Registered Broker Dealer, no conflicts in engagement. Starting July 2026 Mr. Bull will advise SCL on compliance operational matters. Estimated time dedicated to this endeavor is time as needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-17 |
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