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Current Employers
Sutter Capital Partners, Llc

6 Venture Suite 395, Irvine, CA 92168 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-30
CA RA APPROVED 2021-06-10
  • FL RA
    APPROVED
    Since 2026-01-30
  • CA RA
    APPROVED
    Since 2021-06-10

Branch Locations

6 Venture Suite 395, Irvine, CA 92168 • United States

Bedford Hills, NY • United States

X Advisors, Llc

2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-09
  • CA RA
    APPROVED
    Since 2025-07-09

Branch Locations

2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States

Bedford Hills, NY • United States

Addigence Corporation

200 Vesey Street 24Th Floor, New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-28
  • NY RA
    APPROVED
    Since 2025-04-28

Branch Locations

200 Vesey Street 24Th Floor, New York, NY 10281 • United States

Bedford Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R F Lafferty & Co Inc New York NY 04/2016 12/2019
Boustead Securities, Llc Irvine CA 11/2017 Present
Sutter Securities Clearing, Llc Irvine CA 11/2017 Present
Lvse, Inc. San Francisco CA 05/2018 02/2019
Arcadia Capital Partners Scottsdale AZ 06/2017 07/2020
Auria Services Corp New York NY 12/2017 01/2023
Schroeder Group Cincinnati OH 01/2012 Present
Rubicon Consulting New York NY 09/2015 Present
Rlb Securities Consulting Inc. New York NY 07/2017 Present
Yuki-Co, Llc Park City UT 05/2018 Present
Bainbridge Capital Securities Corp San Diego CA 08/2018 08/2025
Dcex Llc San Francisco CA 08/2018 09/2019
Enverra Capital, Llc Washington DC 10/2018 05/2022
M.Y. Safra Securities, Inc. New York NY 06/2019 12/2020
Sutter Securities, Inc. San Francisco CA 08/2019 Present
Young America Capital, Llc Mamaroneck NY 01/2020 Present
Finalis Securities Llc Tampa FL 04/2020 11/2023
Sutter Capital Partners Crd 288442 Bedford Hills NY 08/2020 05/2021
Sutter Capital Partners, Llc Irvine CA 05/2021 Present
Addigence Corporation 200 Vesey Street 24Th Fl NY 02/2023 Present
Aufhauser Securities New York NY 02/2025 08/2025
Arctic Capital New York NY 02/2023 01/2024
X Advisors, Llc Santa Maria CA 07/2025 Present
Stratosphere Capital Llc New York NY 07/2026 Present
  • 04/2016 → 12/2019
    R F Lafferty & Co Inc
    New York, NY
  • 11/2017 → Present
    Boustead Securities, Llc
    Irvine, CA
  • 11/2017 → Present
    Sutter Securities Clearing, Llc
    Irvine, CA
  • 05/2018 → 02/2019
    Lvse, Inc.
    San Francisco, CA
  • 06/2017 → 07/2020
    Arcadia Capital Partners
    Scottsdale, AZ
  • 12/2017 → 01/2023
    Auria Services Corp
    New York, NY
  • 01/2012 → Present
    Schroeder Group
    Cincinnati, OH
  • 09/2015 → Present
    Rubicon Consulting
    New York, NY
  • 07/2017 → Present
    Rlb Securities Consulting Inc.
    New York, NY
  • 05/2018 → Present
    Yuki-Co, Llc
    Park City, UT
  • 08/2018 → 08/2025
    Bainbridge Capital Securities Corp
    San Diego, CA
  • 08/2018 → 09/2019
    Dcex Llc
    San Francisco, CA
  • 10/2018 → 05/2022
    Enverra Capital, Llc
    Washington, DC
  • 06/2019 → 12/2020
    M.Y. Safra Securities, Inc.
    New York, NY
  • 08/2019 → Present
    Sutter Securities, Inc.
    San Francisco, CA
  • 01/2020 → Present
    Young America Capital, Llc
    Mamaroneck, NY
  • 04/2020 → 11/2023
    Finalis Securities Llc
    Tampa, FL
  • 08/2020 → 05/2021
    Sutter Capital Partners Crd 288442
    Bedford Hills, NY
  • 05/2021 → Present
    Irvine, CA
  • 02/2023 → Present
    200 Vesey Street 24Th Fl, NY
  • 02/2025 → 08/2025
    Aufhauser Securities
    New York, NY
  • 02/2023 → 01/2024
    Arctic Capital
    New York, NY
  • 07/2025 → Present
    Santa Maria, CA
  • 07/2026 → Present
    Stratosphere Capital Llc
    New York, NY
Previous Registrations
  • 2023-06-05 → 2025-04-08
    New York, NY
    Bedford Hills, NY
  • 2023-01-10 → 2024-03-06
    Arctic Capital Advisors Llc
    New York, NY
  • 2020-08-21 → 2021-07-21
    Sutter Capital Partners, Llc
    Bedford Hills, NY
    Irvine, CA
Other Businesses

1. G2 Insurance Schroeder Group, Inc.; non-IR related, Cincinnati OH; P&C broker; January 2012; 2 hours per month 2. FINRA Arbitrator; IR related; New York; Non-public arbitrator; Feb 2015; 2 HOURS PER MONTH 3. Rubicon Consulting Group; IR related; New York; Consultant; September 2015; 4 hours per month 4. RLB Securities Consulting Inc; IR related, New York; Compliance Consultant; July 2017; 4 hours a month 5. Boustead Securities, LLC; IR related; Irvine CA; FinOp; Nov 2017; 20 hours per month 6. Sutter Securities Clearing, LLC; IR related; Irvine CA; CEO, CCO FinOp; Nov 2017; 20 hours per month 7. Yuki-Co, LLC; IR related; Park City UT; FinOp; May 2018; 2 hours per month 8. Sutter Securities, Inc., IR, San Francisco, CA, Financial Principal, 8/2019, 10 hrs/month 9. Young American Capital; IR; Mamaroneck, NY; Compliance Consulting; 1/20; 10 hrs/mth. 10. Sutter Capital Partners; IR; Irvine CA; Registered Investment Advisory; 8/20; 4 hrs/mth. 11 Addigence Corporation Investment related, Compliance consultant, no accounts or transactions, Addigence is based in New York City, No conflicts of interest. Time spent on endeavor 4 hours per month. 12. X Advisors Location Santa Maria CA, Registered Investment Advisor, no conflicts, chief compliance officer starting July 2025. Estimated time dedicated to the endeavor is 20 per week. 13. Stratosphere Capital LLC "SCL", Location New York Registered Broker Dealer, no conflicts in engagement. Starting July 2026 Mr. Bull will advise SCL on compliance operational matters. Estimated time dedicated to this endeavor is time as needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-28
S63 Uniform Securities Agent State Law Examination 1988-10-17
  • S65 Uniform Investment Adviser Law Examination
    2017-06-28
  • S63 Uniform Securities Agent State Law Examination
    1988-10-17
Other Names
  • Tad Bull
  • Robert Lee Bull
  • Robert L Bull

View on SEC IAPD

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