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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-02-06 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Minneapolis | MN | 12/2006 | 01/2020 |
| Northland Securities | Minneapolis | MN | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-23 |
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