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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
APPROVED TO CONDUCT OTHER INSURANCE ACTIVITIES WITH COMPANIES OUTSIDE EQUITABLE NETWORK. JAMES LEVENTIS, SOLE PRPRIETOR, HEALTH INSURANCE SALES, APRIL 2017, 80 HOURS PER MONTH. J&C HOLDINGS LLC, PARTNER, OWNS BUILDING, MAY 2015, 0 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-29 |
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