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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-08
KY RA APPROVED 2010-11-22
  • TX RA
    APPROVED_RES
    Since 2019-07-08
  • KY RA
    APPROVED
    Since 2010-11-22

Branch Locations

996 Wilkinson Trace Suite A1, Bowling Green, KY 42103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield TN 07/2006 Present
Mml Investors Services, Inc. Bowling Green KY 07/2006 Present
  • 07/2006 → Present
    Massmutual
    Springfield, TN
  • 07/2006 → Present
    Mml Investors Services, Inc.
    Bowling Green, KY
Previous Registrations
  • 2006-02-01 → 2006-08-08
    Concourse Financial Group Securities, Inc.
    Bowling Green, KY
    Bowling Green, KY
Other Businesses

NAME: BRATCHER FINANCIAL SERVICES, INC, INV REL:Y ADDR:996 WILKINSON TRACE, SUITE A1, BOWLING GREEN KY 42013, NATURE:LIFE INSURANCE, DISABILITY, HEALTH, GROUP LIFE, GROUP HEALTH, LONG-TERM CARE, FIXED ANNUITIES, DENTAL, VISION, POSITION:SALES/AGENT START:1985 NO HR/MO:15 NO HR/MO DUR TRADING:15 (2) NAME:DCTJ PROPERTIES, LLC INV REL:Y ADDR: AT RESIDENTIAL ADDRESS NATURE: REAL ESTATE/ RENTAL INCOME POSITION: MANAGING MEMBER START: 11/24/2020 NO HR/MO: 2 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: ADMIN AND BOOKKEEPING (3) NAME: BRATCHER FINANCIAL SERVICES, INC NV REL: Y ADD: 996 WILKINSON TRACE, SUITE A1 BOWLING GREEN KY 42103 NATURE: PASSTHROUGH ENTITY FOR COMMISSIONS POSITION: PRESIDENT AND INVESTMENT ADVISOR START DATE: 10/11/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DUTIES: WORKS WITH CLIENTS AS AN INVESTMENT ADVISOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1986-07-07
  • S65 Uniform Investment Adviser Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1986-07-07
Other Names
  • Don Bratcher

View on SEC IAPD

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