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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-06-30 |
| TX | RA | APPROVED | 2021-06-30 |
Branch Locations
400 E Main Avenue Suite 101, Bowling Green, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bowling Green | KY | 10/2019 | 06/2021 |
| Junior Achievement Of South Central Kentucky | Bowling Green | KY | 03/2015 | 10/2019 |
| Stifel Nicolaus & Co Inc | Bowling Green | KY | 06/2021 | Present |
1. Hilltopper Athletic Foundation;1605 Avenue of Champions Bowling Green, KY 42101; This entity is the Athletic Foundation of Western Kentucky University which is my Alma Mater; Board Member; Work with athletic foundation to increase membership, athletics attendance, and continued promotion for WKU Athletics; 07/01/2026; 6hrs/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-10 |
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