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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2016-05-05 |
Branch Locations
432 E Main St Ste T, Bowling Green, KY 42101 • United States
151 E Broadway Ste D, Eminence, KY 40019 • United States
Bobrowski Family Dentistry 125 Healthy Way, Greensburg, KY 42743 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bowling Green | KY | 03/2010 | Present |
(1) 04/07/2010 - TAYLOR ENTERPRISES, INC. - PERSONAL CORP - PERSONAL CORPORATION NOT HELD OUT TO THE PUBLIC (2) 11/20/2013 - DBA ONLY - BRIDGE FINANCIAL SERVICES - BOWLING GREEN, KY 42101
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-20 |
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