Derek Wayne Hull

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bowling Green, KY
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Bowling Green, KY
• 06/2021 → Present
  Stifel Nicolaus & Co Inc
  Bowling Green, KY

Previous Registrations

• 1999-10-01 → 2021-07-06
  Wells Fargo Clearing Services, Llc
  Bowling Green, KY
  Bowling Green, KY
  Nashville, TN

Other Businesses

1. Java Properties; 315 Collett Bridge Road, Alvaton, KY 42122; Rental property and land development; Member; Passive Investor; 12/30/2013; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. WKU Department of Communications Advisory Board; 1906 College Heights Blvd, Bowling Green, KY 42101; Provide general guidance to department; Council Member; Provide sounding board for faculty and students; 01/01/2016; 2 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 3. Difference Makers LLC; 315 Collett Bridge Rd Alvaton KY 42122; Real Estate Investing/Property Management; 1/4 Owner; 4/10/23; 1 hour per month; not during securities trading hours; inv related 4. The Community Foundation of South Central Kentucky; 810 College Street Bowling Green KY 42101; Community Foundation/Non-Profit Organization; Board Member; Attend bi-monthly board meetings; 02/19/2024; 6.00hrs/year; During Securities Trading Hours; Not Investment-Related. 5. WKU Alumni Association Board of Directors; 292 Alumni Ave Bowling Green KY 42101; Volunteer board member on the Alumni Association Board for Western Kentucky University; Volunteer board member; Board participation (meetings); 07/01/2025; 1 hr/month; During security trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-06
• S63 Uniform Securities Agent State Law Examination
  1993-10-19

Designations

• Certified Financial Planner