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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-17
  • KY RA
    APPROVED
    Since 2025-01-17

Branch Locations

827 State St, Bowling Green, KY 42101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton And Associates Inc Pikeville KY 02/2019 12/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2021 Present
Northwestern Mutual Investment Services Llc Bowling Green KY 02/2022 Present
Suds Carwash Pikerville KY 08/2015 05/2019
Student Pikeville KY 11/2011 12/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2022 Present
  • 02/2019 → 12/2021
    Calton And Associates Inc
    Pikeville, KY
  • 12/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2022 → Present
    Bowling Green, KY
  • 08/2015 → 05/2019
    Suds Carwash
    Pikerville, KY
  • 11/2011 → 12/2018
    Student
    Pikeville, KY
  • 03/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-16
  • S66 Uniform Combined State Law Examination
    2019-05-16
Other Names
  • Caleb Euguen Meade

View on SEC IAPD

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