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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton And Associates Inc | Pikeville | KY | 02/2019 | 12/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2021 | Present |
| Northwestern Mutual Investment Services Llc | Bowling Green | KY | 02/2022 | Present |
| Suds Carwash | Pikerville | KY | 08/2015 | 05/2019 |
| Student | Pikeville | KY | 11/2011 | 12/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-16 |
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