Nicholas M Cecere

Current Employers

Employment History

• 03/2016 → 09/2021
  Prinicipal Life Insurance Company
  Des Moines, IA
• 07/2011 → 09/2021
  Principal Securities Inc
  Des Moines, IA
• 10/2021 → Present
  Thrivent Investment Management Inc
  Minneapolis, MN
• 09/2021 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2000-01-12 → 2021-09-21
  Principal Securities, Inc.
  Birmingham, AL
  Des Moines, IA
  Des Moines, IA

Other Businesses

ORCHARD VIEW SPORTS & ENTERTAINMENT LLC POSITION: Partner/Alternate Director NATURE: OVSE is the owner and operator of the Des Moines Buccaneers USHL Franchise and the Buccaneer Arena. It's an LLC and I am a 10% owner. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2021 ADDRESS: 680 Fifth Avenue Ste 2201, New York NY 10019, United States DESCRIPTION: I am a minority partner/owner (10%) and investor in Orchard View Sports and Entertainment. I am an Alternate Director in the company for use in the United States Hockey League. NIAGARA UNIVERSITY POSITION: Board Chair of the NU Board of Trustees NATURE: Niagara University is a Private Catholic University in Lewiston, NY. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/24/2025 ADDRESS: 5795 Lewiston Road, Niagara University NY 14109, United States DESCRIPTION: I am Chair of the Niagara University Board of Trustees.As a Board Chair, I lead and work alongside the other Trustees as well the University President and Executive Team to further the mission of the University.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1986-07-01

Designations

Other Names

• Nick Cecere
• Nicholas M Cecere
• Nicholas Michael Cecere