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Cynthia Sue Switalski

Key Investment Services LLC

Mishawaka, IN

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-03-15
  • IN RA
    APPROVED
    Since 2017-03-15

Branch Locations

525 West Cleveland Road, Mishawaka, IN 46545 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Sandusky OH 03/2016 03/2017
Key Investment Services Llc Sandusky OH 03/2016 03/2017
Key Investment Services, Llc Indianapolis OH 03/2017 02/2022
Key Investment Services Llc Brooklyn OH 02/2022 Present
Keybank Mishawaka IN 02/2022 Present
Previous Registrations
  • 2003-12-20 → 2006-01-18
    Keybanc Capital Markets Inc.
    South Bend, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-15
S63 Uniform Securities Agent State Law Examination 1997-05-16
  • S66 Uniform Combined State Law Examination
    2017-03-15
  • S63 Uniform Securities Agent State Law Examination
    1997-05-16
Other Names
  • Cindy Bailey
  • Cynthia Sue Bailey

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SYM FINANCIAL ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BARBARA LYNN WOLFE
DANIEL DOUGLAS ARNOLD
RAYMOND SAMUEL BYERS
JOSEPH FRANK VARGA
CHARLES ADAMS HENRY
JOHN WILLIAM ROSENTHAL
NATHAN WILLIAM RUMELY
KYLE PATRICK EVERETT

Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN
ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN

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