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Michael Keith Mcdonough

Principal Securities, Inc.

Alameda, CA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-13
CA RA APPROVED 2017-10-10
  • TX RA
    APPROVED_RES
    Since 2023-04-13
  • CA RA
    APPROVED
    Since 2017-10-10

Branch Locations

1070 Marina Village Pkwy Ste 101B, Alameda, CA 94501 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Colonial Life Alameda CA 01/2010 Present
Artforms Entertainment Alameda CA 06/2008 Present
Mk Mcdonough Llc Alameda CA 03/2008 Present
Principal Securities Inc Alameda CA 10/2010 Present
Principal Life Ins Co Alameda CA 10/2010 02/2017
Mk Mcdonough Financial & Insurance Services Alameda CA 07/2019 Present
  • 01/2010 → Present
    Colonial Life
    Alameda, CA
  • 06/2008 → Present
    Artforms Entertainment
    Alameda, CA
  • 03/2008 → Present
    Mk Mcdonough Llc
    Alameda, CA
  • 10/2010 → Present
    Alameda, CA
  • 10/2010 → 02/2017
    Principal Life Ins Co
    Alameda, CA
  • 07/2019 → Present
    Mk Mcdonough Financial & Insurance Services
    Alameda, CA
Previous Registrations
  • 2008-07-16 → 2009-04-02
    Financial West Group
    San Francisco, CA
    San Francisco, CA
Other Businesses

**COLONIAL LIFE, I WILL REMAIN APPOINTED WITH COLONIAL LIFE AS AN EMPLOYEE BENEFITS COUNSELOR,10/10. **MASTERING ACTION PLANS FOR SUCCESS (MAPS), OWNER AND DEVELOPER OF PROPRIETARY GOAL PLANNING SYSTEM THAT I HAD PACKAGED FOR SALE/DISTRIBUTION. AVAILABLE FOR SALE VIA INTERNET OR THROUGH SPEAKING EN GAGEMENTS, 6/17/15. **GROUP BENEFITS, SELLS GROUP BENEFITS, 7/26/11. **ART FORMS ENTERTAINMENT, PAINTING, SALE OF MARKETING MATERIALS TO SPEAKERS, CREATION OF TALK SHOT TO HELP ENTREPRENEURS, CEO/ARTIST, 7/8/15. **Outside Insurance; Investment Related; Broker; LI, DI, LTC; Start Date: 11/01/2018; 10 hrs per month; 10 during trading hours. **M K McDonough Financial and Insurance Services; Not Investment Related; Alameda, CA; Owner; pass through entity for business expense purposes; Start Date: 10/01/2019; 160 hrs per month; 160 during trading hours. **Fixed Insurance; Investment Related; Alameda, CA; Broker; Annuities; Start Date: 12/29/2020; 1 hrs per month; 1 during trading hours. **Alameda Boys and Girls Club; Not Investment Related; Alameda, CA; Board Member; Helping govern the operations of the organization, attend a minimum of 4 board meetings, committee meetings, and volunteer at special events.; Start Date: 11/19/2013; 3 hrs per month; 1 during trading hours. **PROPERTY & CASUALTY INSURANCE POSITION: Broker NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 09/07/2021 ADDRESS: 1070 Marina Village Pkwy, Suite 101B, Alameda CA 94501, United States DESCRIPTION: Sales and service of Property & Casualty insurance from various carriers. Products to include Workers Comp, E&O, D&O, General Liability, Employment Practice, Cyber insurance and other insurance that services the business market **M K MCDONOUGH LLC POSITION: Owner NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/24/2008 ADDRESS: 1070 Marina Village Pkwy, Suite 101B, Alameda CA 94501, United States DESCRIPTION: Pass through entity for business expense purposes. **INSURANCE (DBA: MK McDonough Financial & Insurance Services) POSITION: M K McDonough Financial & Insurance Servi NATURE: DI/A&H Insurance Fee-based Financial Planning Financial Strategies/Needs Analysis Group/Health Insurance Life Insurance/Annuities Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 6 START DATE: 07/15/2019 ADDRESS: 1070 Marina Village Pkwy, Suite 101B, Alameda CA 94501, United States DESCRIPTION: Through this DBA I offer employee benefits including group health & wellness plans and retirement plans. Additional services include individual fixed life, variable life, indexed life, health, disability and long-term care, fixed annuities, indexed annuities. **ALAMEDA NETWORKING & REFERRAL GROUP (FORMERLY ALAMEDA BUSINESS NETWORK) POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/06/2025 ADDRESS: 1070 Marina Village Pkwy, Suite 101B, Alameda CA 94501, United States DESCRIPTION: This is an informal business networking group where local business owners attend regular meetings to exchange referrals and meet other business professionals. I will plan and facilitate meetings. No products of any kind are sold.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-27
S63 Uniform Securities Agent State Law Examination 1986-08-15
  • S65 Uniform Investment Adviser Law Examination
    1998-05-27
  • S63 Uniform Securities Agent State Law Examination
    1986-08-15
Other Names
  • Michael Kieth Mcdonough

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