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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-09 |
| CA | RA | APPROVED | 2022-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | San Francisco | CA | 05/2017 | 08/2019 |
| Penguin Insurance Service | Milpitas | CA | 06/2015 | 05/2017 |
| J.P. Morgan Securities Llc | San Francisco | CA | 05/2017 | 08/2019 |
| Jimin And William Corporation, Dba Vinum Bar | San Leandro | CA | 09/2016 | Present |
| Hsbc Bank Usa, N.A. | San Francisco | CA | 08/2019 | 05/2020 |
| Hsbc Securities (Usa) Inc. | San Francisco | CA | 08/2019 | 05/2020 |
| Wells Fargo Clearing Services, Llc | Fremont | CA | 05/2020 | 03/2022 |
| Wells Fargo Bank, Na | Fremont | CA | 05/2020 | 03/2022 |
| J.P. Morgan Securities Llc | San Leandro | CA | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | San Leandro | CA | 04/2022 | Present |
JIMIN AND WILLIAM CORPORATION DBA VINUM BAR; NOT INVESTMENT RELATED; San Leandro, CA; 50% OWNERSHIP; START DATE 09/09/2016; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SILENT PARTNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-07 |
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