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Man Shing Kevin Wong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alameda, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-23
CA RA APPROVED 2018-04-06
  • TX RA
    APPROVED
    Since 2018-07-23
  • CA RA
    APPROVED
    Since 2018-04-06

Branch Locations

2218 Otis Dr, Alameda, CA 94501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Oakland CA 10/2010 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 10/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-04
  • S66 Uniform Combined State Law Examination
    2018-04-04
Other Names
  • Kevin Man Shing Wong
  • Man Shing Wong
  • Man Shing K Wong
  • Man Shing Kevin Wong
  • Man K Wong
  • Kevin M Wong

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · ALAMEDA, CA
WELLS FARGO CLEARING SERVICES, LLC · ALAMEDA, CA
LPL FINANCIAL LLC · ALAMEDA, CA
EDWARD JONES · ALAMEDA, CA
EDWARD JONES · ALAMEDA, CA
EDWARD JONES · ALAMEDA, CA
U.S. BANCORP ADVISORS, LLC · Alameda, CA
OSAIC WEALTH, INC. · ALAMEDA, CA

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