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Zachary R Ginsburg

J.P. Morgan Securities LLC

Alameda, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2270 Otis Drive, Alameda, CA 94501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Alameda CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Alameda CA 10/2012 Present
Turo Alameda CA 04/2025 09/2025
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Alameda, CA
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Alameda, CA
  • 04/2025 → 09/2025
    Turo
    Alameda, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    San Leandro, CA
    Alameda, CA
    Alameda, CA
  • 2007-06-12 → 2009-05-02
    Wamu Investments, Inc.
    San Leandro, CA
    San Leandro, CA
    San Leandro, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-23
S63 Uniform Securities Agent State Law Examination 2004-04-06
  • S65 Uniform Investment Adviser Law Examination
    2006-12-23
  • S63 Uniform Securities Agent State Law Examination
    2004-04-06
Designations
Other Names
  • Zachary Raymond Ginsburg

View on SEC IAPD

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