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Jazmin Erendira Soriano

Wells Fargo Clearing Services, LLC

Alameda, CA

Walnut Creek, CA

CRD 7492001

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
CA RA APPROVED 2022-07-09
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • CA RA
    APPROVED
    Since 2022-07-09

Branch Locations

2260 Otis Dr, Alameda, CA 94501 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Oakland CA 01/2022 Present
Wells Fargo Bank, Na Oakland CA 07/2018 Present
Click Away Verizon Hayward CA 02/2018 06/2018
Metro Pcs San Lorenzo CA 05/2017 01/2018
Gala Bakery San Lorenzo CA 04/2017 08/2017
Unemployed San Lorenzo CA 05/2016 04/2017
  • 01/2022 → Present
    Wells Fargo Clearing Services, Llc
    Oakland, CA
  • 07/2018 → Present
    Wells Fargo Bank, Na
    Oakland, CA
  • 02/2018 → 06/2018
    Click Away Verizon
    Hayward, CA
  • 05/2017 → 01/2018
    Metro Pcs
    San Lorenzo, CA
  • 04/2017 → 08/2017
    Gala Bakery
    San Lorenzo, CA
  • 05/2016 → 04/2017
    Unemployed
    San Lorenzo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Jazmin Soraino
  • Jazmin Soriano

View on SEC IAPD

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Nearby Offices

J.P. MORGAN SECURITIES LLC · ALAMEDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALAMEDA, CA
LPL FINANCIAL LLC · ALAMEDA, CA

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