Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2017-05-01 |
| TX | RA | APPROVED | 2017-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bend | OR | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bend | OR | 11/2016 | 05/2017 |
| Lpl Financial, Llc | Bend | OR | 05/2017 | Present |
1. 05/01/2017 - KATAHDIN FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BEND, OR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-02 |
Reach out to this advisor