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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-04-13 |
Branch Locations
1005 Sw Disk Drive Suite 101, Bend, OR 97702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.K. Riley Investments, Llc | Bend | OR | 04/2012 | 11/2020 |
| Lpl Financial Llc | Bend | OR | 10/2020 | 04/2021 |
| Prospera Financial Services Inc. | Dallas | TX | 04/2021 | Present |
1. Cascade Wealth Management Wealth Advisor; Investment Related - Yes ; 1005 SW Disk Drive, Suite 101 Bend, OR 97702; DBA Financial Services; Start Date 04/2021; 160 Hours per Month, 160 During Market Hours; financial services 2. Graf Investments; Investment Related - No; 410 S 1st Street., Selah, WA 98942; Family owned business; Start Date 04/2021; 0 Hours per Month, 0 During Market Hours; No role 3. Canyon Cliffs LLC; Investment Related - No; 410 S 1st Street., Selah, WA 98942; Minority Owner; Start Date 02/2023; 0 Hours per Month, 0 During Market Hours; No role 4. HLM Investments LLC; Investment Related - Yes; 1005 SW Disk Drive, Bend, OR 97702; LLC used to pay for all expenses of Cascade Wealth Management; Administrative Assistant; Start Date 04/2014; 2 Hours per month; 0 During Market Hours; Admin, run payroll, book keeping, pay bills.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-30 |
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