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Paul Bradley Waterman

Raymond James & Associates, Inc.

Bend, OR

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-14
OR RA APPROVED 2019-02-13
  • TX RA
    APPROVED_RES
    Since 2021-04-14
  • OR RA
    APPROVED
    Since 2019-02-13

Branch Locations

1001 Sw Disk Dr Suite 104, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bend OR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bend OR 11/2016 02/2019
Raymond James & Associates Bend OR 02/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bend, OR
  • 11/2016 → 02/2019
    Wells Fargo Clearing Services, Llc
    Bend, OR
  • 02/2019 → Present
    Raymond James & Associates
    Bend, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-07
S63 Uniform Securities Agent State Law Examination 1998-10-27
  • S66 Uniform Combined State Law Examination
    2003-07-07
  • S63 Uniform Securities Agent State Law Examination
    1998-10-27
Other Names
  • Brad Waterman
  • Paul Waterman

View on SEC IAPD

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Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Bend, OR
MORGAN STANLEY · Bend, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
ELEVATION CAPITAL ADVISORY · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, LLC · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, INC. · BEND, OR
PORTLAND PRIVATE WEALTH MANAGEMENT, INC. · Bend, OR

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